{ "openapi": "3.0.1", "info": { "title": "BrokerCheck Scraper - Financial Advisors, Brokers & Firms", "description": "Scrape FINRA BrokerCheck & SEC IAPD: brokers, investment advisers and firms by name, CRD or firm roster. Full reports — employment history, Series exams/licenses, registered states, disclosures, firm AUM/address/phone. Monitoring + leads. No login, no API key, no browser.", "version": "0.1", "x-build-id": "sXXh8ATRkReGlM7ez" }, "servers": [ { "url": "https://api.apify.com/v2" } ], "paths": { "/acts/scrapesage~brokercheck-scraper/run-sync-get-dataset-items": { "post": { "operationId": "run-sync-get-dataset-items-scrapesage-brokercheck-scraper", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } }, "/acts/scrapesage~brokercheck-scraper/runs": { "post": { "operationId": "runs-sync-scrapesage-brokercheck-scraper", "x-openai-isConsequential": false, "summary": "Executes an Actor and returns information about the initiated run in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK", "content": { "application/json": { "schema": { "$ref": "#/components/schemas/runsResponseSchema" } } } } } } }, "/acts/scrapesage~brokercheck-scraper/run-sync": { "post": { "operationId": "run-sync-scrapesage-brokercheck-scraper", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } } }, "components": { "schemas": { "inputSchema": { "type": "object", "required": [ "searchType" ], "properties": { "searchType": { "title": "What to scrape", "enum": [ "individuals", "firms" ], "type": "string", "description": "Scrape individuals (brokers & investment advisers) or firms (broker-dealers & RIA firms). Search terms, CRD numbers and the role/state filters apply to whichever you pick.", "default": "individuals" }, "searchTerms": { "title": "Search terms (names or firm names)", "type": "array", "description": "Keywords to search FINRA/SEC for. For individuals use person names (`John Smith`); for firms use firm names (`Morgan Stanley`, `Edward Jones`). One per row. Each is paginated up to the limit below.", "items": { "type": "string" } }, "firmCrdNumbers": { "title": "Firm CRD numbers — pull the full adviser/broker roster", "type": "array", "description": "List every broker & adviser registered at these firms (use the firm's CRD number, e.g. `6413` for LPL Financial). The recruiting/competitive-intel wedge. Used when scraping Individuals.", "items": { "type": "string" } }, "crdNumbers": { "title": "CRD numbers — direct lookups", "type": "array", "description": "Fetch full reports for specific CRD numbers directly. Treated as individuals or firms depending on the mode above. One CRD per row.", "items": { "type": "string" } }, "source": { "title": "Data source", "enum": [ "auto", "brokercheck", "sec_iapd" ], "type": "string", "description": "Auto uses FINRA BrokerCheck for individuals and both BrokerCheck + SEC IAPD for firms (merged). Force one registry if you only want brokers (BrokerCheck) or investment advisers (SEC IAPD).", "default": "auto" }, "maxResultsPerTerm": { "title": "Max results per term / roster", "minimum": 1, "maximum": 5000, "type": "integer", "description": "Cap the number of records returned per search term or per firm roster. Results paginate automatically until this limit or the result set is exhausted.", "default": 50 }, "includeDetails": { "title": "Fetch full reports (recommended)", "type": "boolean", "description": "Open each record's full report: employment history, Series exams & licenses, registered states, SRO categories, disclosures, and (firms) address, phone, type, size, owners and Form ADV brochures. Off = fast lightweight records from search only.", "default": true }, "roleFilter": { "title": "Role filter (individuals)", "enum": [ "any", "brokers", "advisers" ], "type": "string", "description": "Keep only brokers, only investment advisers, or any. Applies to the Individuals mode.", "default": "any" }, "stateFilter": { "title": "State filter", "type": "string", "description": "Keep only records in this US state — `NY` or `New York`. Individuals match by branch office or any registered state; firms match by office state. Leave blank for all states.", "default": "" }, "activeOnly": { "title": "Active registrations only", "type": "boolean", "description": "Keep only currently-active brokers/advisers (or active firms). Off includes former/inactive registrations too.", "default": false }, "withDisclosuresOnly": { "title": "With disclosures only", "type": "boolean", "description": "Keep only records that have reportable disclosures (regulatory actions, customer disputes, etc.) — for compliance, due-diligence and screening.", "default": false }, "enrichFirmContacts": { "title": "Enrich firm contacts (crawl website for emails, phone, socials)", "type": "boolean", "description": "Opt-in lead enrichment for firms that publish a website: crawl the firm's own site (home + a contact/about page) for contact emails, phone numbers and social links. FINRA/SEC do not expose emails — this is the only public source.", "default": false }, "monitorMode": { "title": "Monitoring mode — only new or changed records", "type": "boolean", "description": "Remember CRDs seen in previous runs and emit ONLY records that are new — or whose disclosure count changed (a new regulatory event). Ideal for compliance monitoring. Pairs with Apify Schedules to track changes over time.", "default": false }, "monitorStoreName": { "title": "Monitor store name", "type": "string", "description": "Named key-value store that holds the 'already seen' CRDs (and their disclosure counts) for monitoring mode. Use a different name per tracked target to keep histories separate.", "default": "brokercheck-monitor" }, "maxConcurrency": { "title": "Max concurrency", "minimum": 1, "maximum": 12, "type": "integer", "description": "Maximum parallel requests. Lower it if you hit rate limits on very large runs.", "default": 5 }, "proxyConfiguration": { "title": "Proxy configuration", "type": "object", "description": "Proxy settings. FINRA BrokerCheck and SEC IAPD work fine through the default Apify datacenter proxy.", "default": { "useApifyProxy": true } } } }, "runsResponseSchema": { "type": "object", "properties": { "data": { "type": "object", "properties": { "id": { "type": "string" }, "actId": { "type": "string" }, "userId": { "type": "string" }, "startedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "finishedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "status": { "type": "string", "example": "READY" }, "meta": { "type": "object", "properties": { "origin": { "type": "string", "example": "API" }, "userAgent": { "type": "string" } } }, "stats": { "type": "object", "properties": { "inputBodyLen": { "type": "integer", "example": 2000 }, "rebootCount": { "type": "integer", "example": 0 }, "restartCount": { "type": "integer", "example": 0 }, "resurrectCount": { "type": "integer", "example": 0 }, "computeUnits": { "type": "integer", "example": 0 } } }, "options": { "type": "object", "properties": { "build": { "type": "string", "example": "latest" }, "timeoutSecs": { "type": "integer", "example": 300 }, "memoryMbytes": { "type": "integer", "example": 1024 }, "diskMbytes": { "type": "integer", "example": 2048 } } }, "buildId": { "type": "string" }, "defaultKeyValueStoreId": { "type": "string" }, "defaultDatasetId": { "type": "string" }, "defaultRequestQueueId": { "type": "string" }, "buildNumber": { "type": "string", "example": "1.0.0" }, "containerUrl": { "type": "string" }, "usage": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "integer", "example": 1 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } }, "usageTotalUsd": { "type": "number", "example": 0.00005 }, "usageUsd": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "number", "example": 0.00005 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } } } } } } } } }