{ "openapi": "3.0.1", "info": { "title": "SEC IAPD Investment Adviser Disclosure Scraper", "description": "Search the SEC's Investment Adviser Public Disclosure (IAPD) database by firm/individual name, browse by U.S. state, or look up by CRD number. Get registration status, addresses, Form ADV data, brochures, and disciplinary disclosures. 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Required for mode=searchFirms/searchIndividuals. Ignored for mode=browseByState (which is a pure state browse) and mode=firmByCrd/individualByCrd.", "default": "Vanguard" }, "state": { "title": "U.S. state", "enum": [ "", "AL", "AK", "AZ", "AR", "CA", "CO", "CT", "DE", "FL", "GA", "HI", "ID", "IL", "IN", "IA", "KS", "KY", "LA", "ME", "MD", "MA", "MI", "MN", "MS", "MO", "MT", "NE", "NV", "NH", "NJ", "NM", "NY", "NC", "ND", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VT", "VA", "WA", "WV", "WI", "WY", "DC", "PR", "VI", "GU", "AS", "MP" ], "type": "string", "description": "Office state filter. Required for mode=browseByState; optional refinement for mode=searchFirms/searchIndividuals.", "default": "" }, "entityType": { "title": "Entity type (mode=browseByState)", "enum": [ "firm", "individual" ], "type": "string", "description": "Whether to browse firms or individuals within the selected state.", "default": "firm" }, "firmType": { "title": "Firm registration type", "enum": [ "", "investmentAdviser", "brokerDealer", "dual" ], "type": "string", "description": "Restrict firm results to Investment Adviser firms, Broker-Dealer firms, or firms dual-registered as both. Applies to mode=searchFirms and mode=browseByState (entityType=firm). 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Overrides `includeInactive` for status filtering. Search modes only. IMPORTANT: verified this server-side filter is unreliable — IAPD's own search results never carry an explicit 'Expelled' status value at the search level (only ACTIVE/INACTIVE), so some non-expelled firms/individuals can still appear. 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