{ "openapi": "3.0.1", "info": { "title": "SEC 8-K Executive Changes Monitor — CEO/CFO Alerts", "description": "Real-time alerts on every SEC 8-K Item 5.02 filing — track CEO/CFO/CTO appointments, departures, and resignations at every public company. Granular filtering by ticker, role, sub-item (5.02a/b/c/d/e/f), and narrative keywords. 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Pick the ones you care about. Default = all departures + appointments (a, b, c, d).", "items": { "type": "string", "enum": [ "5.02(a)", "5.02(b)", "5.02(c)", "5.02(d)", "5.02(e)", "5.02(f)" ], "enumTitles": [ "5.02(a) — Director resignation/refusal/dismissal", "5.02(b) — Departure of officer/director (voluntary)", "5.02(c) — Appointment of officer", "5.02(d) — Election of director", "5.02(e) — Compensation arrangement", "5.02(f) — Salary/bonus determination" ] }, "default": [ "5.02(a)", "5.02(b)", "5.02(c)", "5.02(d)" ] }, "tickers": { "title": "Tickers to watch (optional)", "type": "array", "description": "Stock tickers (e.g. NVDA, TSLA, META). Empty = match all public companies. Use this to track specific portfolio companies, competitors, or buy-side targets.", "items": { "type": "string" } }, "sicCodes": { "title": "Industry SIC codes (optional)", "type": "array", "description": "4-digit SIC codes to limit by industry (e.g. 7370 = Computer Services, 2834 = Pharma, 6020 = Banking). See SEC SIC code list. Empty = all industries.", "items": { "type": "string" } }, "roleKeywords": { "title": "Role keywords to match in narrative", "type": "array", "description": "Substring match (case-insensitive) in the 8-K narrative. Common values: CEO, CFO, CTO, COO, President, Chairman, Chief, Director, General Counsel. Empty = match all 5.02 events.", "default": [ "CEO", "CFO", "CTO", "COO", "President", "Chief", "Chairman", "General Counsel" ], "items": { "type": "string" } }, "personNames": { "title": "Track specific persons by name (optional)", "type": "array", "description": "Substring match on the 8-K body. Use to track specific executives across companies.", "items": { "type": "string" } }, "departureKeywords": { "title": "Departure narrative keywords", "type": "array", "description": "Words that signal a meaningful departure. Default catches voluntary + forced + retirement language. Empty = no narrative-keyword filter.", "default": [ "resign", "retire", "step down", "stepped down", "depart", "no longer", "terminate", "remove" ], "items": { "type": "string" } }, "appointmentKeywords": { "title": "Appointment narrative keywords", "type": "array", "description": "Words that signal a new appointment. Default catches both promotions and outside hires.", "default": [ "appoint", "hire", "join", "named", "elect", "promot", "succeed" ], "items": { "type": "string" } }, "requireMatchingNarrative": { "title": "Require narrative keyword match", "type": "boolean", "description": "If true, the 8-K body must contain at least one keyword from `roleKeywords` AND one from `departureKeywords` OR `appointmentKeywords`. Default true to filter out boilerplate filings (annual board re-elections, etc.).", "default": true }, "excludeAmendments": { "title": "Exclude 8-K/A amendments", "type": "boolean", "description": "If true, skip 8-K/A re-filings. 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