{ "openapi": "3.0.1", "info": { "title": "🚨 SEC Form NT Tracker — Forensic Early-Warning Signal", "description": "Tracks every Form NT (Notification of Late Filing — Rule 12b-25) on SEC EDGAR — NT 10-K, NT 10-Q, NT 20-F, NT 15-F. Returns company, CIK, ticker, NT filed date, expected filing date, reason for delay, 5/15-day extension window, and subsequent 10-K/Q delivery status. Audit Analytics al", "version": "0.0", "x-build-id": "Q9FSywIC6PhLsWpHc" }, "servers": [ { "url": "https://api.apify.com/v2" } ], "paths": { "/acts/nexgendata~sec-form-nt-late-filing-tracker/run-sync-get-dataset-items": { "post": { "operationId": "run-sync-get-dataset-items-nexgendata-sec-form-nt-late-filing-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } }, "/acts/nexgendata~sec-form-nt-late-filing-tracker/runs": { "post": { "operationId": "runs-sync-nexgendata-sec-form-nt-late-filing-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor and returns information about the initiated run in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK", "content": { "application/json": { "schema": { "$ref": "#/components/schemas/runsResponseSchema" } } } } } } }, "/acts/nexgendata~sec-form-nt-late-filing-tracker/run-sync": { "post": { "operationId": "run-sync-nexgendata-sec-form-nt-late-filing-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } } }, "components": { "schemas": { "inputSchema": { "type": "object", "properties": { "form_type": { "title": "Form NT type to track", "enum": [ "NT 10-K", "NT 10-Q", "NT 20-F", "NT 15-F", "all" ], "type": "string", "description": "Which Form NT type(s) to pull. NT 10-K = annual report late; NT 10-Q = quarterly report late; NT 20-F = foreign annual report late; NT 15-F = foreign deregistration late. Use `all` to fetch every NT type in one run (recommended for forensic monitoring).", "default": "all" }, "days_back": { "title": "Days back from today", "minimum": 1, "maximum": 365, "type": "integer", "description": "Look-back window in days. NT filings cluster around 10-K (Q1) and 10-Q (Q1/Q2/Q3) due dates. 90 days catches most of a full quarterly cycle; 365 days catches an entire fiscal year of late filers.", "default": 90 }, "min_market_cap": { "title": "Minimum market cap (USD, optional)", "minimum": 0, "type": "integer", "description": "Optional minimum-market-cap filter in USD. NOTE: SEC EDGAR does not publish market cap directly — this actor surfaces SEC XBRL shares-outstanding as a proxy basis (joinable with any price feed). Set to 0 to disable. Strict market-cap filtering is documented in the README as a downstream join because price feeds are not provided by EDGAR.", "default": 0 }, "subsequent_filing_status": { "title": "Subsequent 10-K/10-Q filing status", "enum": [ "filed", "not_filed", "any" ], "type": "string", "description": "Filter by whether the registrant has ALREADY filed the underlying 10-K/10-Q (or 20-F/15-F) the NT pointed to. `filed` = NT was followed by the actual periodic report; `not_filed` = registrant remains late (forensic red flag — Audit Analytics' core signal); `any` = no filter. Detection uses SEC's data.sec.gov submissions API, matched on reportDate within ±120 days of the NT period_ending.", "default": "any" }, "max_filings": { "title": "Max filings to return", "minimum": 1, "maximum": 1000, "type": "integer", "description": "Hard cap on how many NT filings to push to the dataset. Each filing fans out to 2 SEC HTTP requests (primary HTML + submissions JSON + optional XBRL shares concept), so 100 filings ≈ 300 EDGAR requests at the polite ~6 req/s throttle.", "default": 100 } } }, "runsResponseSchema": { "type": "object", "properties": { "data": { "type": "object", "properties": { "id": { "type": "string" }, "actId": { "type": "string" }, "userId": { "type": "string" }, "startedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "finishedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "status": { "type": "string", "example": "READY" }, "meta": { "type": "object", "properties": { "origin": { "type": "string", "example": "API" }, "userAgent": { "type": "string" } } }, "stats": { "type": "object", "properties": { "inputBodyLen": { "type": "integer", "example": 2000 }, "rebootCount": { "type": "integer", "example": 0 }, "restartCount": { "type": "integer", "example": 0 }, "resurrectCount": { "type": "integer", "example": 0 }, "computeUnits": { "type": "integer", "example": 0 } } }, "options": { "type": "object", "properties": { "build": { "type": "string", "example": "latest" }, "timeoutSecs": { "type": "integer", "example": 300 }, "memoryMbytes": { "type": "integer", "example": 1024 }, "diskMbytes": { "type": "integer", "example": 2048 } } }, "buildId": { "type": "string" }, "defaultKeyValueStoreId": { "type": "string" }, "defaultDatasetId": { "type": "string" }, "defaultRequestQueueId": { "type": "string" }, "buildNumber": { "type": "string", "example": "1.0.0" }, "containerUrl": { "type": "string" }, "usage": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "integer", "example": 1 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } }, "usageTotalUsd": { "type": "number", "example": 0.00005 }, "usageUsd": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "number", "example": 0.00005 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } } } } } } } } }