{ "openapi": "3.0.1", "info": { "title": "SEC Form D Monitor — Private Placement Alerts", "description": "Real-time alerts on SEC Form D filings — track which startups raised, which hedge funds opened to LPs, which fund managers filed their first vehicle. Granular filtering by industry, offering size, exemption type, related persons. 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Leave empty to match all.", "items": { "type": "string", "enum": [ "Other Technology", "Computers", "Telecommunications", "Other Health Care", "Biotechnology", "Pharmaceuticals", "Health Insurance", "Hospitals & Physicians", "Investing", "Investment Banking", "Pooled Investment Fund", "Hedge Fund", "Private Equity Fund", "Venture Capital Fund", "Other Banking & Financial Services", "Commercial Banking", "Insurance", "Real Estate Funds", "REITS & Finance", "Residential", "Commercial", "Energy", "Coal Mining", "Electric Utilities", "Oil & Gas", "Other Energy", "Manufacturing", "Restaurants", "Retailing", "Travel", "Airlines & Airports", "Lodging & Conventions", "Other Travel", "Construction", "Other Real Estate", "Agriculture", "Business Services", "Other" ] } }, "minOfferingAmount": { "title": "Minimum total offering amount (USD)", "minimum": 0, "type": "integer", "description": "Only alert on filings with `totalOfferingAmount` ≥ this value. Filters out tiny friends-and-family rounds. Set 0 for no filter.", "default": 1000000 }, "maxOfferingAmount": { "title": "Maximum total offering amount (USD, optional)", "minimum": 0, "type": "integer", "description": "Cap by offering size. Useful for early-stage scouting (e.g. set 10000000 to see only sub-$10M raises). Leave 0 for no cap.", "default": 0 }, "requireAmountSold": { "title": "Require amount actually sold > 0", "type": "boolean", "description": "If true, only include filings where `totalAmountSold > 0` (i.e. capital actually closed, not just offered).", "default": false }, "entityTypes": { "title": "Issuer entity types", "uniqueItems": true, "type": "array", "description": "Filter by issuer's legal entity type. Most VC/PE deals = Corporation or Limited Partnership. Hedge funds = Limited Partnership or LLC.", "items": { "type": "string", "enum": [ "Corporation", "Limited Partnership", "Limited Liability Company", "General Partnership", "Business Trust", "Other" ] } }, "investmentFundOnly": { "title": "Investment funds only (3(c)(1) / 3(c)(7))", "type": "boolean", "description": "If true, only include filings where issuer claimed an Investment Company Act exemption (3(c)(1) for ≤100 LPs, 3(c)(7) for qualified purchasers). This is the canonical signal for hedge funds + PE/VC funds raising LP capital.", "default": false }, "operatingCompanyOnly": { "title": "Operating companies only (skip funds)", "type": "boolean", "description": "If true, EXCLUDE pooled-investment-vehicle filings. Use this for VC deal-flow scouting (you want startups, not other VCs' fund raises).", "default": false }, "federalExemptions": { "title": "Federal exemption types", "uniqueItems": true, "type": "array", "description": "Filter by Reg D rule cited. 506(b) = traditional accredited-only private placement. 506(c) = general solicitation allowed. 504 = small offerings up to $10M.", "items": { "type": "string", "enum": [ "06b", "06c", "04", "04(a)(5)", "04(a)(6)" ], "enumTitles": [ "Rule 506(b) — Traditional Reg D", "Rule 506(c) — General solicitation OK", "Rule 504 — Up to $10M", "Section 4(a)(5)", "Section 4(a)(6) — Crowdfunding" ] } }, "states": { "title": "Limit to issuers in these US states (optional)", "type": "array", "description": "2-letter state codes (e.g. CA, NY, MA). Filters by issuer's primary address. Empty = include all states + international.", "items": { "type": "string" } }, "excludeAmendments": { "title": "Exclude amendments (Form D/A)", "type": "boolean", "description": "If true, only count first-filed Form D. Form D/A = re-filing with updated info. Default true for clean deal-flow signal.", "default": true }, "firstTimeFilerOnly": { "title": "First-time filers only", "type": "boolean", "description": "If true, only alert when this CIK has never filed any SEC document before. Strong signal for brand-new entities (just-formed startups, just-launched funds).", "default": false }, "relatedPersonNames": { "title": "Track specific persons by name (optional)", "type": "array", "description": "Match if any of these strings appears (case-insensitive) in the related-persons list (officers, directors, promoters). Use to track GPs, board members, repeat founders.", "items": { "type": "string" } }, "issuerNameKeywords": { "title": "Issuer name keywords (optional)", "type": "array", "description": "Substring match on issuer name. Useful for tracking specific fund families (e.g. 'Sequoia', 'Andreessen', 'Tiger'). Empty = match all.", "items": { "type": "string" } }, "lookbackHours": { "title": "Lookback window (hours)", "minimum": 1, "maximum": 168, "type": "integer", "description": "Each run checks the most recent EDGAR filings. The actor's RSS-only window is the last ~100 Form Ds (≈last day during peak Q1). Dedup ensures no duplicate alerts even if you run frequently.", "default": 24 }, "notificationChannel": { "title": "Notification channel", "enum": [ "none", "slack", "email", "webhook" ], "type": "string", "description": "Where to push alerts. 'none' = dataset only (use Apify integrations like Zapier or Make to wire alerts to your stack).", "default": "none" }, "slackWebhookUrl": { "title": "Slack webhook URL", "type": "string", "description": "Incoming-webhook URL from your Slack app. Required when channel is 'slack'." }, "emailRecipient": { "title": "Email recipient address", "type": "string", "description": "Email address to send alerts to. Required when channel is 'email'. Sent via Apify's mail-sending service (no SMTP config needed)." }, "emailSubjectPrefix": { "title": "Email subject prefix", "type": "string", "description": "Prepended to every email alert subject. e.g. '[Form D]'.", "default": "[Form D Monitor]" }, "customWebhookUrl": { "title": "Custom webhook URL", "type": "string", "description": "Any HTTPS endpoint receiving JSON POST per match. Pipe to Affinity, Salesforce, Notion, or your own backend." }, "userAgent": { "title": "SEC User-Agent", "type": "string", "description": "SEC requires a real User-Agent with name + email per their fair-access policy. Format: 'Your Name your@email.com'." }, "testMode": { "title": "Test mode", "type": "boolean", "description": "Ignore dedup state and fire one alert for the most recent matching filing. 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